Financial Services and Markets Authority

Results: 490



#Item
331Financial Services Authority / Bank / Mortgage Conduct of Business rules / Payment Services Directive / Marketing / Financial services / United Kingdom / Finance / Financial Services and Markets Act

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:28
332Financial Services and Markets Act / Prudential Regulation Authority / Financial Conduct Authority / Economy of the United Kingdom / United Kingdom / Financial Services Authority

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-07 06:54:12
333Business / Criminal law / Fraud / Serious Fraud Office / Financial Services Authority / Bribery Act / UBS / Financial Services and Markets Act / Strict liability / United Kingdom / Law / Economy of the United Kingdom

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Source URL: www.lse.ac.uk

Language: English - Date: 2013-09-17 13:50:50
334United States securities law / Financial markets / Financial regulation / Self-regulatory organizations / Financial services / Options Clearing Corporation / Chicago Board Options Exchange / Financial Industry Regulatory Authority / Securities Exchange Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-10-22 12:49:51
335Boston Stock Exchange / Regulation NMS / Financial economics / Nintendo Entertainment System / Short / Securities Exchange Act / Humanities / Finance / United States Securities and Exchange Commission / Financial markets / BX

Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Accoun

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Source URL: www.sec.gov

Language: English - Date: 2012-06-28 12:44:41
336New York City / New York Stock Exchange / NYSE Arca / Business / International Securities Exchange / Financial services / Netherlands Authority for the Financial Markets / NYSE Euronext / Euronext / Deutsche Börse

SR-EDGX[removed]Page 62 of 117 Exhibit 5A – Second Amended and Restated Bylaws of International Securities Exchange Holdings, Inc. Underlining indicates additions [Brackets] indicate deletions

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Source URL: www.sec.gov

Language: English - Date: 2011-10-17 14:09:42
337Ontario Securities Commission / Financial markets / U.S. Securities and Exchange Commission / Hedge fund / Securities Commission / Capital market / Financial Services Authority / Securities and Exchange Commission / Canadian securities regulation / Financial economics / Finance / Investment

[removed]Strategic Plan - The OSC: A 21st Century Securities Regulator

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2012-08-26 17:36:52
338Investment / Employment compensation / Economics / Finance / Pension / Personal finance / Defined benefit pension plan / Stakeholder pension scheme / Employee benefit / Financial services / Financial economics / Pensions in the United Kingdom

Competition and Markets Authority Financial Report 1 October 2013 to 31 March 2014

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Source URL: www.gov.uk

Language: English - Date: 2014-07-17 10:02:26
339Bank of England / Financial Services and Markets Act / Central bank / Mervyn King / Central Bank of the Republic of Turkey / Independent Financial Adviser / Financial Ombudsman Service / United Kingdom / Economy of the United Kingdom / Financial Services Authority

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Source URL: webarchive.nationalarchives.gov.uk

Language: English
340Financial system / United States securities law / Financial services / United States Securities and Exchange Commission / Algorithmic trading / Short / Financial Industry Regulatory Authority / Securities Exchange Act / Options Clearing Corporation / Financial economics / Financial markets / Finance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt the MIAX Options Fee Schedule

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Source URL: www.sec.gov

Language: English - Date: 2012-12-13 09:57:15
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